Stocks/Funds/CIK 1502149

Transamerica Financial Advisors, Inc.

retail-distributedindex-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1502149
Assets
$1.17B
+20.2% YoY
Holdings
1,918
Lifetime alpha vs market
-2.79% annual
Average hold time
2.1 yr
median 0.8 yr

Quarterly history

Cum return +144% vs S&P +208% · α -64% lifetimeAUM $1.2B · peak $1.2BFlow $-13M (-1%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.63%
trims when stocks drop
when a holding falls −10%+
Middle response
-5.36%
baseline attrition
Rally response
+2.43%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
VVVanguard Large-Cap ETF$65M5.5%10.5 yr
QQQInvesco QQQ Trust, Serie$32M2.7%5.3 yr
BNDVanguard Total Bond Mark$28M2.4%10.5 yr
NVDANVIDIA Corporation$27M2.3%+60.9%8.5 yr
VEAVanguard FTSE Developed $23M2.0%10.5 yr
VOVanguard Mid-Cap ETF$19M1.7%3.5 yr
GEVGE Vernova Inc.$19M1.6%+186.8%0.8 yr
SCHXSchwab U.S. Large-Cap ET$19M1.6%4.0 yr
AVGOBroadcom Inc.$18M1.6%+86.0%6.5 yr
AAPLApple Inc.$18M1.5%+14.7%6.5 yr
IJRiShares Core S&P Small-C$16M1.4%10.5 yr
QQQMInvesco NASDAQ 100 ETF$16M1.3%4.0 yr
PXIInvesco Dorsey Wright En$15M1.3%6.3 yr
APHAmphenol Corporation$14M1.2%+93.6%0.8 yr
PRNInvesco Dorsey Wright In$14M1.2%7.8 yr

Portfolio composition (YoY)

Industry mix
Asset Management44.7%-18.0pp$521M
Asset Management - Bonds7.5%-0.8pp$88M
Semiconductors4.9%+3.4pp$58M
Software - Infrastructure2.1%+0.6pp$25M
Engineering & Construction2.0%$23M
Internet Content & Information1.8%+0.6pp$21M
Renewable Utilities1.6%$19M
Aerospace & Defense1.6%+0.5pp$18M
Consumer Electronics1.5%+0.7pp$18M
Drug Manufacturers - General1.5%+0.2pp$17M
Country
US96.3%-2.1pp
GB1.2%+1.0pp
IE0.7%+0.0pp
CA0.5%+0.1pp
NL0.4%+0.4pp
CH0.1%+0.1pp
Unknown0.1%+0.1pp
TW0.1%+0.1pp
Top 5: 15.0% · Top 10: 23.0% · Top 25: 40.0%

Winners

TickerPrev $PnLYoY %
HWM$7M+0.01B78.1%
NVDA$9M+0.01B60.9%
AVGO$3M+0.00B86.0%
AAPL$8M+0.00B14.7%
AMZN$5M+0.00B9.5%

Losers

TickerPrev $PnLYoY %
MSFT$7M-0.00B-0.6%

Top buys this quarter · 15

IBKR Interactive Brokers Group, Inc+$7M
TPR Tapestry, Inc.+$6M
CAH Cardinal Health, Inc.+$6M
ELAN Elanco Animal Health Incorpora+$6M
HWM Howmet Aerospace Inc.+$6M
HLT Hilton Worldwide Holdings Inc.+$4M
ASML ASML Holding N.V.+$4M
LLY Eli Lilly and Company+$3M
MDB MongoDB, Inc.+$2M
AAPL Apple Inc.+$2M

Top sells this quarter · 15

TT Trane Technologies plc$8M
RCL Royal Caribbean Cruises Ltd.$7M
DELL Dell Technologies Inc.$6M
NRG NRG Energy, Inc.$5M
MA Mastercard Incorporated$5M
NFLX Netflix, Inc.$5M
HLI Houlihan Lokey, Inc.$4M
SNPS Synopsys, Inc.$3M
PANW Palo Alto Networks, Inc.$3M
GS The Goldman Sachs Group, Inc.$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.17B1918+17.74%+17.59%+0.15%-0.01B
2025-12-31$1.19B1805+15.16%+17.72%-2.56%-0.01B
2025-09-30$1.20B1586+16.11%+17.52%-1.41%+0.06B
2025-06-30$1.06B556+14.77%+14.94%-0.18%-0.02B
2025-03-31$971M518+4.19%+8.30%-4.12%-0.00B
2024-12-31$1.00B527+15.64%+24.89%-9.25%-0.02B
2024-09-30$1.02B527+25.06%+36.04%-10.97%+0.04B
2024-06-30$926M455+14.66%+24.49%-9.84%-0.05B
2024-03-31$972M494+16.25%+29.62%-13.37%+0.19B
2023-12-31$722M454+8.62%+26.18%-17.56%-0.08B
2023-09-30$737M479+13.58%+21.57%-7.99%-0.01B
2023-06-30$770M456+9.53%+19.42%-9.89%-0.00B
2023-03-31$755M454-6.76%-7.82%+1.06%+0.05B
2022-12-31$701M511+13.90%+7.56%+6.34%-0.07B
2022-09-30$677M469-6.47%-4.93%-1.54%+0.02B
2022-06-30$705M477-13.06%-16.11%+3.05%+0.70B