Stocks/Funds/CIK 1464790

B. Riley Financial, Inc.

long-term holderconcentrated
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1464790
Assets
$456M
+474.9% YoY
Holdings
20
Lifetime alpha vs market
+7.67% annual
Average hold time
1.7 yr
median 1.0 yr

Quarterly history

Cum return +228% vs S&P +95% · α +132% lifetimeAUM $456M · peak $889MFlow $-11M (-5%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-16.28%
trims when stocks drop
when a holding falls −10%+
Middle response
-1.75%
baseline attrition
Rally response
-12.46%
trims into rallies
when a holding rises +10%+

Top positions · 20

Ticker$ value% portYoYHold time
BWBabcock & Wilcox Enterpr$403M88.4%+2084.7%6.8 yr
DDIDoubleDown Interactive C$29M6.4%-14.6%4.8 yr
$4M1.0%0.5 yr
RIOTRiot Platforms, Inc.$4M0.9%+73.6%0.3 yr
$3M0.7%1.3 yr
LFMDLifeMD, Inc.$3M0.7%-33.6%2.5 yr
TOIThe Oncology Institute, $3M0.6%+169.3%1.3 yr
TACTTransAct Technologies In$2M0.4%-10.6%5.0 yr
$1M0.3%0.8 yr
URGUr-Energy Inc.$1M0.2%+121.0%0.3 yr
NNNextNav Inc.$1M0.2%+31.6%2.0 yr
XBPXBP Global Holdings, Inc$0M0.1%0.3 yr
$0M0.1%0.3 yr
MCWMister Car Wash, Inc.$0M0.0%-11.7%0.3 yr
BZAIBlaize Holdings, Inc.$0M0.0%-9.9%0.5 yr

Portfolio composition (YoY)

Industry mix
Industrial - Machinery88.4%+65.1pp$403M
Electronic Gaming & Multimedia6.4%-46.7pp$29M
Unknown2.0%-8.8pp$9M
Financial - Capital Markets0.9%$4M
Medical - Pharmaceuticals0.7%$3M
Medical - Care Facilities0.6%+0.4pp$3M
Computer Hardware0.4%$2M
Internet Content & Information0.2%-3.0pp$1M
Uranium0.2%$1M
Software - Infrastructure0.1%-1.4pp$0M
Country
US91.6%+55.1pp
KR6.4%-46.3pp
Unknown2.0%-8.8pp
Top 5: 97.4% · Top 10: 99.5% · Top 25: 100.0%

Winners

TickerPrev $PnLYoY %
BW$18M+0.38B2084.7%
NN$3M+0.00B31.6%
TOI$0M+0.00B169.3%
RMCO$0M+0.00B167.6%
GCTS$0M-0.00B-30.5%

Losers

TickerPrev $PnLYoY %
DDI$42M-0.01B-14.6%
GCTS$0M-0.00B-30.5%

Top buys this quarter · 9

RIOT Riot Platforms, Inc.new+$4M
LFMD LifeMD, Inc.+$3M
URG Ur-Energy Inc.new+$1M
TOI The Oncology Institute, Inc.+$1M
XBP XBP Global Holdings, Inc.new+$0M
MCW Mister Car Wash, Inc.new+$0M
+$0M
+$4M
new+$0M

Top sells this quarter · 14

APLD Applied Digital Corporationexit$12M
NN NextNav Inc.$3M
DHC Diversified Healthcare Trust$1M
0SZI.L Corbus Pharmaceuticals Holdingexit$0M
TGLS Tecnoglass Inc.exit$0M
CELH Celsius Holdings, Inc.exit$0M
ELF e.l.f. Beauty, Inc.exit$0M
DDI DoubleDown Interactive Co., Lt$0M
SDST Stardust Power Inc.$0M
NNAVW NextNav Inc.$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$456M20+576.43%+17.59%+558.84%-0.01B
2025-12-31$234M19+162.01%+17.72%+144.29%+0.00B
2025-09-30$136M19+12.80%+17.52%-4.72%-0.01B
2025-06-30$89M35-10.97%+14.94%-25.91%-0.01B
2025-03-31$79M20-13.17%+8.30%-21.47%-0.01B
2024-12-31$120M14+18.22%+24.89%-6.67%+0.01B
2024-09-30$150M15+6.22%+36.04%-29.82%-0.01B
2024-06-30$123M15-38.15%+24.49%-62.64%-0.00B
2024-03-31$105M14-45.72%+29.62%-75.34%-0.06B
2023-12-31$157M19-45.26%+26.18%-71.44%-0.04B
2023-09-30$297M24-10.38%+21.57%-31.94%+0.00B
2023-06-30$386M25+16.22%+19.42%-3.21%-0.01B
2023-03-31$382M44-25.75%-7.82%-17.93%-0.09B
2022-12-31$445M55+7.18%+7.56%-0.38%-0.16B
2022-09-30$562M69-1.45%-4.93%+3.47%+0.12B
2022-06-30$448M66-33.92%-16.11%-17.81%+0.07B