Stocks/Funds/CIK 1449126

Sigma Planning Corp

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1449126
Assets
$3.58B
+14.6% YoY
Holdings
1,292
Lifetime alpha vs market
-0.19% annual
Average hold time
5.3 yr
median 5.0 yr

Quarterly history

Cum return +265% vs S&P +272% · α -7% lifetimeAUM $3.6B · peak $3.6BFlow $51M (+1%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.48%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.19%
steady accumulation
Rally response
-0.13%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVViShares Core S&P 500 ETF$195M5.4%10.5 yr
AAPLApple Inc.$155M4.3%+14.7%10.5 yr
NVDANVIDIA Corporation$112M3.1%+60.9%10.5 yr
AMZNAmazon.com, Inc.$73M2.0%+9.5%10.5 yr
QQQInvesco QQQ Trust, Serie$61M1.7%8.0 yr
SPYState Street SPDR S&P 50$56M1.6%+17.6%10.5 yr
DGROiShares Core Dividend Gr$51M1.4%10.5 yr
MSFTMicrosoft Corporation$50M1.4%-0.6%10.5 yr
IVWiShares S&P 500 Growth E$49M1.4%10.5 yr
VOOVanguard S&P 500 ETF$48M1.3%10.5 yr
GOOGAlphabet Inc.$39M1.1%+84.3%10.5 yr
LQDiShares iBoxx $ Investme$37M1.0%10.5 yr
SCHGSchwab U.S. Large-Cap Gr$27M0.8%10.5 yr
SCHDSchwab U.S. Dividend Equ$27M0.7%8.8 yr
SHYiShares 1-3 Year Treasur$25M0.7%10.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management52.1%-0.1pp$1.87B
Asset Management - Bonds5.6%-1.0pp$201M
Semiconductors5.4%+1.9pp$192M
Consumer Electronics4.4%-0.6pp$156M
Internet Content & Information2.4%+0.4pp$86M
Software - Infrastructure2.3%-0.5pp$81M
Specialty Retail2.2%-0.2pp$78M
Drug Manufacturers - General2.0%-0.2pp$73M
Asset Management - Income1.3%-0.2pp$47M
Regulated Electric1.2%-0.1pp$42M
Country
US96.7%-1.3pp
Unknown1.1%+0.8pp
CA0.6%+0.2pp
GB0.3%+0.0pp
IE0.3%-0.1pp
TW0.3%+0.2pp
NL0.1%+0.1pp
ZA0.1%+0.1pp
Top 5: 16.6% · Top 10: 23.7% · Top 25: 34.1%

Winners

TickerPrev $PnLYoY %
NVDA$75M+0.05B60.9%
AAPL$154M+0.02B14.7%
GOOG$23M+0.02B84.3%
AVGO$13M+0.01B86.0%
SPY$53M+0.01B17.6%

Losers

TickerPrev $PnLYoY %
MSFT$57M-0.00B-0.6%
META$22M-0.00B-0.4%

Top buys this quarter · 15

BE Bloom Energy Corporation+$3M
AZN AstraZeneca PLCnew+$2M
CAG Conagra Brands, Inc.+$2M
HL Hecla Mining Company+$2M
CRCL Circle Internet Groupnew+$2M
ATI ATI Inc.new+$2M
FCX Freeport-McMoRan Inc.+$2M
SCCO Southern Copper Corporation+$2M
TSM Taiwan Semiconductor Manufactu+$1M
FSLY Fastly, Inc.+$1M

Top sells this quarter · 15

TPR Tapestry, Inc.$19M
LITE Lumentum Holdings Inc.$8M
CASY Casey's General Stores, Inc.$4M
NVDA NVIDIA Corporation$3M
AAPL Apple Inc.$3M
PLTR Palantir Technologies Inc.$2M
TSLA Tesla, Inc.$2M
HMY Harmony Gold Mining Company Li$1M
PWR Quanta Services, Inc.$2M
AEM Agnico Eagle Mines Limited$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$3.58B1292+23.13%+17.59%+5.54%+0.05B
2025-12-31$3.60B1278+19.44%+17.72%+1.72%+0.03B
2025-09-30$3.50B1273+21.02%+17.52%+3.50%-0.17B
2025-06-30$3.31B1230+15.61%+14.94%+0.67%-0.16B
2025-03-31$3.12B1181+8.06%+8.30%-0.25%+0.11B
2024-12-31$3.17B1149+24.11%+24.89%-0.77%-0.19B
2024-09-30$3.25B1196+32.96%+36.04%-3.08%-0.07B
2024-06-30$3.15B1169+19.93%+24.49%-4.57%-0.15B
2024-03-31$3.17B1204+23.54%+29.62%-6.08%+1.78B
2023-12-31$1.27B834+21.96%+26.18%-4.22%-1.68B
2023-09-30$2.66B1177+15.50%+21.57%-6.07%+0.01B
2023-06-30$2.78B1190+15.57%+19.42%-3.86%-0.43B
2023-03-31$3.00B1284-9.19%-7.82%-1.37%-0.00B
2022-12-31$2.79B1249-19.59%-18.17%-1.42%+0.05B
2022-09-30$2.61B1242-14.97%-15.51%+0.54%-0.01B
2022-06-30$2.74B1265-10.37%-10.62%+0.25%-0.05B