Stocks/Funds/CIK 1447578

RIVERNORTH CAPITAL MANAGEMENT, LLC

index-like (500+ pos)
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1447578
Assets
$1.98B
+5.0% YoY
Holdings
539
Lifetime alpha vs market
-43.93% annual
Average hold time
1.4 yr
median 0.8 yr

Quarterly history

Cum return -97% vs S&P +70% · α -167% lifetimeAUM $2.0B · peak $11.1BFlow $-7M (-0%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.52%
trims when stocks drop
when a holding falls −10%+
Middle response
-4.91%
baseline attrition
Rally response
-13.93%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
MHDBlackRock MuniHoldings F$141M7.1%5.3 yr
MQYBlackRock MuniYield Qual$87M4.4%4.5 yr
MYIBlackRock MuniYield Qual$55M2.8%7.0 yr
HYTBlackRock Corporate High$50M2.5%5.3 yr
VKQInvesco Municipal Trust$42M2.1%8.0 yr
MUBiShares National Muni Bo$36M1.8%1.5 yr
BSTZBlackRock Science and Te$33M1.7%3.8 yr
PMLPIMCO Municipal Income F$32M1.6%3.3 yr
$29M1.5%0.5 yr
USALiberty All-Star Equity $29M1.5%4.5 yr
OTFBlue Owl Technology Fina$27M1.4%0.8 yr
VMOInvesco Municipal Opport$26M1.3%6.8 yr
PDXPIMCO Dynamic Income Str$25M1.3%7.0 yr
SABASaba Capital Income & Op$24M1.2%1.8 yr
MUCBlackRock MuniHoldings C$23M1.2%6.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management48.9%+4.1pp$968M
Unknown21.8%+8.3pp$431M
Shell Companies10.3%+6.3pp$203M
Asset Management - Income10.1%-23.4pp$199M
Financial - Conglomerates4.4%+3.2pp$87M
Asset Management - Bonds1.7%+0.3pp$33M
Asset Management - Global1.1%-0.2pp$22M
Financial - Credit Services1.0%$19M
Real Estate - Diversified0.5%$9M
Investment - Banking & Investment Services0.3%$5M
Country
US74.2%-8.7pp
Unknown21.8%+8.3pp
KY1.8%+1.6pp
GB1.2%-0.7pp
HK0.4%+0.4pp
SG0.2%-0.3pp
FR0.2%-0.7pp
CA0.1%
Top 5: 18.9% · Top 10: 27.0% · Top 25: 42.8%

Winners

TickerPrev $PnLYoY %

Losers

TickerPrev $PnLYoY %

Top buys this quarter · 15

FSCO FS Credit Opportunities Corp.new+$20M
FSK FS KKR Capital Corp.+$18M
OBDC Blue Owl Capital Corporation+$10M
ARCC Ares Capital Corporation+$5M
CRAN Crane Harbor Acquisition Corp.new+$5M
SCPQ Social Commerce Partners Corponew+$5M
VHCP Vine Hill Capital Investment Cnew+$5M
SVAQ Silicon Valley Acquisition Cornew+$5M
SORN Soren Acquisition Corp. Class new+$5M
SCII SC II Acquisition Corp. Class new+$4M

Top sells this quarter · 15

GBDC Golub Capital BDC, Inc.exit$22M
ECCU Eagle Point Credit Company Incexit$11M
NMFC New Mountain Finance Corporatiexit$10M
CGBD Carlyle Secured Lending, Inc.$7M
BBDC Barings BDC, Inc.exit$7M
GIW GigCapital8 Corp.exit$6M
XRPN Armada Acquisition Corp. IIexit$5M
IFN Aberdeen India Fund, Inc.exit$4M
CHEC Chenghe Acquisition III Co. Clexit$4M
BACC Blue Acquisition Corp.exit$4M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.98B539+5.84%+17.59%-11.75%-0.01B
2025-12-31$2.12B475+15.27%+17.72%-2.44%+0.33B
2025-09-30$1.75B479+9.65%+17.52%-7.87%-0.17B
2025-06-30$1.81B357+8.53%+14.94%-6.42%-0.15B
2025-03-31$1.88B360-44.33%+8.30%-52.63%-0.24B
2024-12-31$2.08B402-90.76%+24.89%-115.64%+0.07B
2024-09-30$2.07B399-98.15%+36.04%-134.19%-0.15B
2024-06-30$2.12B427-98.48%+24.49%-122.97%+1.02B
2024-03-31$2.06B439-97.05%+29.62%-126.67%+1.71B
2023-12-31$2.09B451-82.15%+26.18%-108.33%-0.07B
2023-09-30$11.10B536-1.73%+21.57%-23.30%+9.10B
2023-06-30$2.32B570+7.95%+19.42%-11.47%+0.18B
2023-03-31$2.07B626-5.13%-7.82%+2.68%-0.22B
2022-12-31$2.22B713+6.78%+7.56%-0.78%-0.13B
2022-09-30$2.20B865-4.92%-4.93%+0.00%-0.12B
2022-06-30$2.44B817-9.12%-16.11%+6.99%+0.08B