Stocks/Funds/CIK 1404763

J.W. COLE ADVISORS, INC.

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1404763
Assets
$2.94B
-8.4% YoY
Holdings
782
Lifetime alpha vs market
-0.95% annual
Average hold time
3.1 yr
median 2.5 yr

Quarterly history

Cum return +108% vs S&P +121% · α -13% lifetimeAUM $2.9B · peak $5.2BFlow $-1.1B (-27%)2019-122020-122021-122022-122023-122024-122025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-3.68%
trims when stocks drop
when a holding falls −10%+
Middle response
+0.94%
steady accumulation
Rally response
+9.14%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
AAPLApple Inc.$277M9.4%+14.7%6.5 yr
NVDANVIDIA Corporation$158M5.4%+60.9%6.3 yr
QQQInvesco QQQ Trust, Serie$101M3.4%6.5 yr
AMZNAmazon.com, Inc.$88M3.0%+9.5%6.3 yr
SPYState Street SPDR S&P 50$82M2.8%+17.6%6.5 yr
XOMExxon Mobil Corporation$58M2.0%+47.6%6.5 yr
BRK-BBerkshire Hathaway Inc.$54M1.8%6.3 yr
DGROiShares Core Dividend Gr$52M1.8%6.0 yr
GOOGAlphabet Inc.$51M1.7%+84.3%6.3 yr
GOOGLAlphabet Inc.$38M1.3%6.3 yr
JPMJPMorgan Chase & Co.$34M1.2%+21.8%6.5 yr
XLKState Street Technology $34M1.1%6.3 yr
JAAAJanus Henderson AAA CLO $33M1.1%2.8 yr
JEPIJPMorgan Equity Premium $30M1.0%5.0 yr
TSLATesla, Inc.$29M1.0%+43.4%6.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management40.1%-0.9pp$1.18B
Consumer Electronics9.4%+2.8pp$277M
Semiconductors7.5%+3.7pp$220M
Internet Content & Information4.0%+2.3pp$118M
Specialty Retail3.2%+0.8pp$93M
Asset Management - Bonds3.0%+0.4pp$87M
Asset Management - Income2.9%-1.0pp$84M
Oil & Gas Integrated2.2%+0.2pp$65M
Regulated Electric1.9%-0.0pp$55M
Insurance - Diversified1.9%-0.2pp$54M
Country
US96.7%-0.8pp
CA1.0%+0.4pp
IE0.6%+0.1pp
GB0.5%+0.1pp
Unknown0.2%-0.2pp
CH0.2%+0.1pp
SG0.1%
IL0.1%
Top 5: 24.0% · Top 10: 32.6% · Top 25: 45.3%

Winners

TickerPrev $PnLYoY %
NVDA$85M+0.05B60.9%
AAPL$211M+0.03B14.7%
XOM$41M+0.02B47.6%
GOOG$18M+0.02B84.3%
SPY$58M+0.01B17.6%

Losers

TickerPrev $PnLYoY %
META$18M-0.00B-0.4%

Top buys this quarter · 15

AZN AstraZeneca PLCnew+$2M
AXTI AXT, Inc.new+$2M
TSEM Tower Semiconductor Ltd.new+$2M
COHR Coherent, Inc.+$2M
MDT Medtronic plc+$2M
STX Seagate Technology Holdings pl+$2M
TSLA Tesla, Inc.+$29M
ETR Entergy Corporation+$2M
SPY State Street SPDR S&P 500 ETF +$1M
AMD Advanced Micro Devices, Inc.+$1M

Top sells this quarter · 15

MSFT Microsoft Corporationexit$88M
WMT Walmart Inc.exit$31M
JNJ Johnson & Johnsonexit$29M
CVX Chevron Corporationexit$26M
LLY Eli Lilly and Companyexit$24M
HD The Home Depot, Inc.exit$20M
GE GE Aerospaceexit$18M
UPS United Parcel Service, Inc.exit$18M
PG The Procter & Gamble Companyexit$17M
CAT Caterpillar Inc.exit$17M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$2.94B782+20.12%+17.59%+2.53%-1.12B
2025-12-31$4.10B1406+15.33%+17.72%-2.39%-1.21B
2025-09-30$5.20B1531+16.56%+17.52%-0.96%+0.09B
2025-06-30$4.68B1453+13.43%+14.94%-1.51%+1.19B
2025-03-31$3.21B1248+8.97%+8.30%+0.66%+0.86B
2024-12-31$2.47B944+20.83%+24.89%-4.06%+0.02B
2024-09-30$2.38B924+30.26%+36.04%-5.78%+0.13B
2024-06-30$2.12B882+16.36%+24.49%-8.14%+0.05B
2024-03-31$1.97B874+20.07%+29.62%-9.56%+0.18B
2023-12-31$1.70B809+23.66%+26.18%-2.51%+0.20B
2023-09-30$1.35B727+14.90%+21.57%-6.66%+0.03B
2023-06-30$1.39B750+16.68%+19.42%-2.74%-0.12B
2023-03-31$1.40B768-8.76%-7.82%-0.94%-0.01B
2022-12-31$1.29B736-19.89%-18.17%-1.72%+0.06B
2022-09-30$1.19B720-13.84%-15.51%+1.67%-0.01B
2022-06-30$1.25B728-10.09%-10.62%+0.53%-0.00B