Stocks/Funds/CIK 1342396

FOUNDERS FINANCIAL SECURITIES LLC

index-like (500+ pos)market makerlong-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1342396
Assets
$1.77B
+50.3% YoY
Holdings
528
Lifetime alpha vs market
-0.31% annual
Average hold time
3.4 yr
median 2.8 yr

Quarterly history

Cum return +260% vs S&P +271% · α -11% lifetimeAUM $1.8B · peak $1.8BFlow $90M (+5%)2016-032017-092019-032020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-6.87%
trims when stocks drop
when a holding falls −10%+
Middle response
+1.20%
steady accumulation
Rally response
+2.74%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
SPYGState Street SPDR Portfo$109M6.2%8.0 yr
SPYVState Street SPDR Portfo$84M4.8%7.8 yr
VIGVanguard Dividend Apprec$50M2.9%7.5 yr
DFAEDimensional - Emerging C$50M2.8%4.0 yr
VEAVanguard FTSE Developed $45M2.5%5.8 yr
VOVanguard Mid-Cap ETF$43M2.4%8.3 yr
IJRiShares Core S&P Small-C$39M2.2%7.5 yr
XLKState Street Technology $33M1.8%5.5 yr
NVDANVIDIA Corporation$32M1.8%+60.9%6.3 yr
FBNDFidelity Total Bond ETF$30M1.7%4.3 yr
AGGiShares Core U.S. Aggreg$29M1.6%10.3 yr
IDEViShares Core MSCI Intern$27M1.6%4.8 yr
JCPBJPMorgan Core Plus Bond $24M1.3%2.3 yr
AAPLApple Inc.$23M1.3%+14.7%8.3 yr
BILState Street SPDR Bloomb$23M1.3%6.3 yr

Portfolio composition (YoY)

Industry mix
Asset Management71.0%+4.5pp$1.26B
Asset Management - Bonds7.0%-0.5pp$124M
Semiconductors3.2%+0.4pp$56M
Consumer Electronics1.3%-0.4pp$23M
Drug Manufacturers - General1.1%+0.1pp$20M
Software - Infrastructure1.0%-0.6pp$18M
Internet Content & Information0.9%+0.1pp$16M
Asset Management - Income0.8%+0.3pp$15M
Unknown0.7%-0.2pp$13M
Specialty Retail0.7%-0.2pp$12M
Country
US97.5%+0.6pp
GB0.8%-0.2pp
Unknown0.7%-0.2pp
IE0.3%-0.1pp
TW0.2%+0.1pp
NL0.1%+0.0pp
CA0.1%-0.2pp
BE0.1%-0.0pp
Top 5: 19.2% · Top 10: 29.1% · Top 25: 45.3%

Winners

TickerPrev $PnLYoY %
NVDA$21M+0.01B60.9%
AAPL$20M+0.00B14.7%
MSFT$14M-0.00B-0.6%

Losers

TickerPrev $PnLYoY %
MSFT$14M-0.00B-0.6%

Top buys this quarter · 15

AZN AstraZeneca PLCnew+$3M
BX Blackstone Inc.+$2M
HON Honeywell International Inc.+$1M
APO Apollo Global Management, Inc.+$1M
OTIS Otis Worldwide Corporation+$1M
ADP Automatic Data Processing, Inc+$1M
ANET Arista Networks, Inc.+$1M
WMB The Williams Companies, Inc.+$0M
AMT American Tower Corporation+$0M
WAT Waters Corporationnew+$0M

Top sells this quarter · 15

KLAC KLA Corporation$13M
AAPL Apple Inc.$5M
UL Unilever PLCexit$3M
ENB Enbridge Inc.exit$3M
NVDA NVIDIA Corporation$2M
XOM Exxon Mobil Corporation$7M
AMZN Amazon.com, Inc.$2M
NOC Northrop Grumman Corporation$2M
AVB AvalonBay Communities, Inc.exit$2M
MSFT Microsoft Corporation$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.77B528+19.97%+17.59%+2.38%+0.09B
2025-12-31$1.70B573+16.89%+17.72%-0.83%+0.20B
2025-09-30$1.47B488+18.18%+17.52%+0.66%+0.05B
2025-06-30$1.31B490+16.78%+14.94%+1.84%+0.01B
2025-03-31$1.18B459+7.36%+8.30%-0.94%+0.11B
2024-12-31$1.11B434+18.62%+24.89%-6.27%-0.00B
2024-09-30$1.08B426+27.84%+36.04%-8.20%-0.04B
2024-06-30$1.06B423+14.98%+24.49%-9.52%+0.09B
2024-03-31$953M384+21.12%+29.62%-8.51%-0.01B
2023-12-31$901M366+19.05%+26.18%-7.13%+0.05B
2023-09-30$772M331+14.51%+21.57%-7.06%+0.05B
2023-06-30$750M318+13.06%+19.42%-6.37%+0.02B
2023-03-31$683M317-7.08%-7.82%+0.74%+0.03B
2022-12-31$626M323-15.43%-18.17%+2.74%+0.04B
2022-09-30$551M301-11.85%-15.51%+3.66%+0.07B
2022-06-30$511M261-6.32%-10.62%+4.30%+0.01B