Stocks/Funds/CIK 1133639

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

retail-distributedindex-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1133639
Assets
$11.80B
+20.2% YoY
Holdings
778
Lifetime alpha vs market
-1.72% annual
Average hold time
3.3 yr
median 4.0 yr

Quarterly history

Cum return +54% vs S&P +68% · α -14% lifetimeAUM $11.8B · peak $11.8BFlow $715M (+6%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.57%
trims when stocks drop
when a holding falls −10%+
Middle response
-9.42%
baseline attrition
Rally response
-0.41%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
NVDANVIDIA Corporation$619M5.2%+60.9%4.0 yr
AAPLApple Inc.$574M4.9%+14.7%4.0 yr
MSFTMicrosoft Corporation$416M3.5%-0.6%4.0 yr
AMZNAmazon.com, Inc.$306M2.6%+9.5%4.0 yr
IQSMNYLI Candriam U.S. Mid C$271M2.3%3.5 yr
ESGBIQ MacKay ESG Core Plus $270M2.3%4.3 yr
GOOGLAlphabet Inc.$266M2.3%4.0 yr
IQSUNYLI Candriam U.S. Large$252M2.1%6.0 yr
AVGOBroadcom Inc.$214M1.8%+86.0%4.0 yr
LRNDNYLI U.S. Large Cap R&D $201M1.7%4.3 yr
GOOGAlphabet Inc.$200M1.7%+84.3%4.0 yr
METAMeta Platforms, Inc.$183M1.6%-0.4%4.0 yr
IQSINYLI Candriam Internatio$181M1.5%6.0 yr
MGCVanguard Mega Cap ETF$176M1.5%6.0 yr
TSLATesla, Inc.$156M1.3%+43.4%4.0 yr

Portfolio composition (YoY)

Industry mix
Asset Management22.2%+1.0pp$2.61B
Semiconductors10.2%+3.6pp$1.21B
Internet Content & Information5.6%+1.3pp$659M
Software - Infrastructure4.9%-0.6pp$581M
Consumer Electronics4.9%-0.0pp$576M
Asset Management - Bonds4.5%-0.6pp$529M
Drug Manufacturers - General3.3%+0.1pp$392M
Specialty Retail3.0%-0.1pp$349M
Banks - Diversified2.0%+0.0pp$238M
Financial - Credit Services1.6%-0.5pp$194M
Country
US99.8%+2.1pp
CA0.1%+0.1pp
Unknown0.0%-0.1pp
CN0.0%-0.0pp
UY0.0%-0.0pp
SE0.0%+0.0pp
NL0.0%-0.1pp
GB0.0%-0.4pp
Top 5: 18.5% · Top 10: 28.7% · Top 25: 46.2%

Winners

TickerPrev $PnLYoY %
NVDA$355M+0.22B60.9%
AVGO$105M+0.09B86.0%
GOOG$106M+0.09B84.3%
AAPL$481M+0.07B14.7%
TSLA$107M+0.05B43.4%

Losers

TickerPrev $PnLYoY %
V$89M-0.01B-13.1%
MSFT$408M-0.00B-0.6%
META$170M-0.00B-0.4%

Top buys this quarter · 15

AAPL Apple Inc.+$40M
NVDA NVIDIA Corporation+$619M
AMZN Amazon.com, Inc.+$306M
VRT Vertiv Holdings Co+$14M
MSFT Microsoft Corporation+$416M
AVGO Broadcom Inc.+$214M
META Meta Platforms, Inc.+$183M
WBD Warner Bros. Discovery, Inc.+$9M
WTRG Essential Utilities, Inc.+$7M
LLY Eli Lilly and Company+$110M

Top sells this quarter · 15

AL Air Lease Corporationexit$9M
TGNA TEGNA Inc.exit$7M
EXAS Exact Sciences Corporationexit$7M
NGD New Gold Inc.exit$4M
BE Bloom Energy Corporationexit$2M
AMWD American Woodmark Corporationexit$2M
JNJ Johnson & Johnson$71M
LW Lamb Weston Holdings, Inc.exit$1M
RIVN Rivian Automotive, Inc.exit$1M
CFLT Confluent, Inc.exit$1M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$11.80B778+17.66%+17.59%+0.07%+0.71B
2025-12-31$11.60B762+17.20%+17.72%-0.52%-0.05B
2025-09-30$11.37B802+16.69%+17.52%-0.83%-0.17B
2025-06-30$10.68B797+14.97%+14.94%+0.02%-0.23B
2025-03-31$9.81B817+5.42%+8.30%-2.88%+0.07B
2024-12-31$10.24B817+19.05%+24.89%-5.84%-0.25B
2024-09-30$10.28B843+30.47%+36.04%-5.56%-0.30B
2024-06-30$9.94B845+18.06%+24.49%-6.43%-0.30B
2024-03-31$10.04B1325+24.32%+29.62%-5.30%-0.45B
2023-12-31$9.75B1312+23.16%+26.18%-3.02%-0.58B
2023-09-30$9.25B1294+17.59%+21.57%-3.98%-0.01B
2023-06-30$9.61B1305+16.66%+19.42%-2.76%-0.05B
2023-03-31$8.99B1195-7.75%-7.82%+0.07%-0.32B
2022-12-31$8.74B1193+6.75%+7.56%-0.81%-0.08B
2022-09-30$8.26B1199-4.47%-4.93%+0.46%+0.03B
2022-06-30$8.62B1244-15.09%-16.11%+1.02%+7.01B