Stocks/Funds/CIK 1053994

SANDERS MORRIS HARRIS LLC

long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1053994
Assets
$630M
-2.7% YoY
Holdings
296
Lifetime alpha vs market
+0.87% annual
Average hold time
4.3 yr
median 4.8 yr

Quarterly history

Cum return +306% vs S&P +272% · α +34% lifetimeAUM $630M · peak $756MFlow $567M (+876%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-4.25%
trims when stocks drop
when a holding falls −10%+
Middle response
-5.06%
baseline attrition
Rally response
-17.45%
trims into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
QQQInvesco QQQ Trust, Serie$38M6.1%7.5 yr
AAPLApple Inc.$34M5.4%+14.7%9.8 yr
NVDANVIDIA Corporation$32M5.0%+60.9%7.8 yr
EPDEnterprise Products Part$30M4.8%+18.7%9.8 yr
CSWCCapital Southwest Corpor$25M3.9%+11.4%7.0 yr
MSIFMSC Income Fund, Inc.$22M3.5%-20.2%0.8 yr
SPYState Street SPDR S&P 50$17M2.7%+17.6%9.5 yr
XOMExxon Mobil Corporation$16M2.5%+47.6%9.5 yr
BXBlackstone Inc.$15M2.4%-14.9%6.3 yr
MAINMain Street Capital Corp$13M2.0%+0.1%9.5 yr
MSFTMicrosoft Corporation$10M1.7%-0.6%9.8 yr
AVGOBroadcom Inc.$10M1.6%+86.0%5.0 yr
LRCXLam Research Corporation$9M1.4%+196.1%1.0 yr
RSPInvesco S&P 500 Equal We$9M1.4%2.5 yr
PMPhilip Morris Internatio$8M1.3%+7.9%9.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management28.4%-14.3pp$179M
Semiconductors10.2%+3.5pp$64M
Oil & Gas Midstream6.0%+0.5pp$38M
Consumer Electronics5.4%+1.7pp$34M
Software - Infrastructure3.3%+0.6pp$21M
Oil & Gas Integrated3.3%+2.4pp$21M
Drug Manufacturers - General3.2%+0.5pp$20M
Software - Application3.2%+0.4pp$20M
Unknown2.9%+0.7pp$18M
Tobacco2.2%+1.6pp$14M
Country
US92.7%-2.3pp
Unknown2.9%+0.7pp
CA1.8%+0.6pp
GB1.2%+0.9pp
NL0.3%-0.2pp
IE0.3%+0.1pp
AU0.3%+0.2pp
CN0.2%+0.1pp
Top 5: 25.2% · Top 10: 38.3% · Top 25: 56.0%

Winners

TickerPrev $PnLYoY %
NVDA$21M+0.01B60.9%
AVGO$8M+0.01B86.0%
LRCX$3M+0.01B196.1%
EPD$29M+0.01B18.7%
GS$6M+0.00B58.1%

Losers

TickerPrev $PnLYoY %
BX$74M-0.01B-14.9%
CTAS$10M-0.00B-17.0%
MSFT$5M-0.00B-0.6%

Top buys this quarter · 15

SPY State Street SPDR S&P 500 ETF +$16M
MSIF MSC Income Fund, Inc.+$8M
XOM Exxon Mobil Corporation+$8M
MSFT Microsoft Corporation+$6M
AVGO Broadcom Inc.+$6M
PM Philip Morris International In+$6M
AAPL Apple Inc.+$5M
GS The Goldman Sachs Group, Inc.+$4M
EPD Enterprise Products Partners L+$4M
MO Altria Group, Inc.+$3M

Top sells this quarter · 15

BX Blackstone Inc.$46M
CSWC Capital Southwest Corporation$6M
TGT Target Corporation$4M
UBER Uber Technologies, Inc.$2M
SLB SLB N.V.exit$2M
RSVR Reservoir Media, Inc.$2M
BABA Alibaba Group Holding Limited$2M
HPK HighPeak Energy, Inc.$2M
FIX Comfort Systems USA, Inc.$1M
PR Permian Resources Corporation$3M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$630M296+18.42%+17.59%+0.83%+0.57B
2025-12-31$65M35+14.08%+17.72%-3.64%-0.69B
2025-09-30$756M307+19.96%+17.52%+2.44%+0.28B
2025-06-30$419M162+14.41%+14.94%-0.53%-0.28B
2025-03-31$647M288+5.39%+8.30%-2.91%+0.02B
2024-12-31$670M291+29.44%+24.89%+4.56%+0.03B
2024-09-30$603M286+37.66%+36.04%+1.62%-0.05B
2024-06-30$609M289+28.63%+24.49%+4.13%+0.10B
2024-03-31$516M270+39.33%+29.62%+9.71%+0.28B
2023-12-31$203M162+31.82%+26.18%+5.65%-0.34B
2023-09-30$487M256+21.21%+21.57%-0.35%+0.03B
2023-06-30$452M253+12.46%+19.42%-6.97%+0.14B
2023-03-31$286M142-14.95%-7.82%-7.13%-0.00B
2022-12-31$264M208-25.31%-18.17%-7.14%-0.16B
2022-09-30$408M292-19.64%-15.51%-4.13%-0.02B
2022-06-30$457M288-13.57%-10.62%-2.95%+0.04B