Stocks/Funds/CIK 1040197

MAI Capital Management

index-like (500+ pos)long-term holder
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1040197
Assets
$17.61B
+33.4% YoY
Holdings
4,784
Lifetime alpha vs market
-0.26% annual
Average hold time
1.9 yr
median 1.5 yr

Quarterly history

Cum return +263% vs S&P +272% · α -10% lifetimeAUM $17.6B · peak $17.6BFlow $1.1B (+6%)2016-062017-122019-062020-122022-062023-122025-062026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
-0.64%
trims when stocks drop
when a holding falls −10%+
Middle response
+1.04%
steady accumulation
Rally response
+1.82%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
IVViShares Core S&P 500 ETF$1.13B6.4%10.5 yr
AAPLApple Inc.$625M3.5%+14.7%10.5 yr
SPYState Street SPDR S&P 50$624M3.5%+17.6%7.8 yr
MSFTMicrosoft Corporation$404M2.3%-0.6%10.5 yr
IJHiShares Core S&P Mid-Cap$370M2.1%10.5 yr
VEAVanguard FTSE Developed $296M1.7%10.5 yr
NVDANVIDIA Corporation$292M1.7%+60.9%6.5 yr
AMZNAmazon.com, Inc.$252M1.4%+9.5%10.5 yr
IJRiShares Core S&P Small-C$245M1.4%10.5 yr
GOOGLAlphabet Inc.$236M1.3%4.0 yr
QQQInvesco QQQ Trust, Serie$235M1.3%5.3 yr
IEFAiShares Core MSCI EAFE E$218M1.2%1.5 yr
IVEiShares S&P 500 Value ET$213M1.2%10.5 yr
VIGVanguard Dividend Apprec$210M1.2%9.5 yr
VWOVanguard FTSE Emerging M$204M1.2%10.5 yr

Portfolio composition (YoY)

Industry mix
Asset Management50.8%+1.5pp$8.95B
Asset Management - Bonds5.5%-0.6pp$960M
Semiconductors4.3%+1.0pp$760M
Consumer Electronics3.6%+0.4pp$626M
Internet Content & Information3.0%+0.2pp$532M
Software - Infrastructure2.9%-0.6pp$513M
Drug Manufacturers - General2.7%-0.3pp$472M
Specialty Retail1.6%-0.1pp$280M
Banks - Diversified1.3%+0.0pp$231M
Financial - Credit Services1.2%-0.6pp$210M
Country
US97.4%-0.3pp
IE0.6%-0.2pp
TW0.5%+0.2pp
CH0.3%-0.0pp
CA0.3%+0.1pp
Unknown0.3%+0.1pp
GB0.3%+0.0pp
NL0.1%+0.0pp
Top 5: 17.9% · Top 10: 25.4% · Top 25: 40.9%

Winners

TickerPrev $PnLYoY %
NVDA$174M+0.11B60.9%
AVGO$113M+0.10B86.0%
GOOG$112M+0.09B84.3%
SPY$423M+0.07B17.6%
AAPL$417M+0.06B14.7%

Losers

TickerPrev $PnLYoY %
MSFT$358M-0.00B-0.6%

Top buys this quarter · 15

AAPL Apple Inc.+$75M
MSFT Microsoft Corporation+$404M
NVDA NVIDIA Corporation+$27M
SPY State Street SPDR S&P 500 ETF +$624M
SJM The J. M. Smucker Company+$18M
AMZN Amazon.com, Inc.+$252M
WMB The Williams Companies, Inc.+$13M
BSX Boston Scientific Corporation+$11M
UPS United Parcel Service, Inc.+$9M
KMB Kimberly-Clark Corporation+$7M

Top sells this quarter · 15

UNH UnitedHealth Group Incorporate$36M
JNJ Johnson & Johnson$129M
ORCL Oracle Corporation$10M
ABT Abbott Laboratories$7M
QCOM QUALCOMM Incorporated$5M
ADBE Adobe Inc.$5M
CBRE CBRE Group, Inc.$5M
HD The Home Depot, Inc.$4M
PCYO Pure Cycle Corporation$3M
PG The Procter & Gamble Company$2M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$17.61B4784+14.33%+17.59%-3.26%+1.11B
2025-12-31$17.29B4120+15.49%+17.72%-2.23%+1.06B
2025-09-30$15.97B3575+18.29%+17.52%+0.77%+0.44B
2025-06-30$14.40B3750+16.26%+14.94%+1.32%-0.03B
2025-03-31$13.20B3235+9.24%+8.30%+0.93%+0.26B
2024-12-31$13.42B3292+22.26%+24.89%-2.63%+2.54B
2024-09-30$10.45B1064+32.88%+36.04%-3.15%-0.32B
2024-06-30$10.15B1223+19.00%+24.49%-5.49%+0.30B
2024-03-31$9.59B1190+26.00%+29.62%-3.63%+1.43B
2023-12-31$7.56B1090+25.05%+26.18%-1.13%-0.01B
2023-09-30$6.69B1043+18.92%+21.57%-2.64%+0.26B
2023-06-30$6.77B1048+16.28%+19.42%-3.15%-0.06B
2023-03-31$6.28B1035-8.03%-7.82%-0.21%-0.05B
2022-12-31$5.92B1000-16.10%-18.17%+2.07%+0.24B
2022-09-30$5.28B906-13.40%-15.51%+2.11%+0.46B
2022-06-30$5.19B846-6.16%-10.62%+4.46%+0.14B