Stocks/Funds/CIK 1035344

UHLMANN PRICE SECURITIES, LLC

market maker
Quarterly 13F filings · Latest period 2026-03-31 · CIK 1035344
Assets
$1.49B
+996.4% YoY
Holdings
253
Lifetime alpha vs market
+2.64% annual
Average hold time
1.2 yr
median 1.8 yr

Quarterly history

Cum return +20% vs S&P +15% · α +5% lifetimeAUM $1.5B · peak $1.5BFlow $1.3B (+785%)2024-092024-122025-032025-062025-092025-122026-03
AUM ($B)fundS&P 500(gap = α)/ Flow in/out

Behavior signals (lifetime)

Dip response
+5.24%
adds when stocks drop
when a holding falls −10%+
Middle response
+4.19%
steady accumulation
Rally response
+0.19%
adds into rallies
when a holding rises +10%+

Top positions · 30

Ticker$ value% portYoYHold time
KLACKLA Corporation$1.22B82.1%+118.2%1.8 yr
USFRWisdomTree Floating Rate$22M1.5%1.8 yr
AAPLApple Inc.$11M0.7%+14.7%1.8 yr
SOThe Southern Company$10M0.7%+8.4%0.3 yr
CSCOCisco Systems, Inc.$6M0.4%+28.1%1.8 yr
GSThe Goldman Sachs Group,$5M0.4%+58.1%1.8 yr
GOOGAlphabet Inc.$5M0.4%+84.3%1.8 yr
BXBlackstone Inc.$5M0.3%-14.9%1.8 yr
INTUIntuit Inc.$5M0.3%-29.3%1.8 yr
VOOVanguard S&P 500 ETF$5M0.3%0.5 yr
JPMJPMorgan Chase & Co.$4M0.3%+21.8%1.0 yr
LLYEli Lilly and Company$4M0.3%+12.2%1.0 yr
MSFTMicrosoft Corporation$4M0.3%-0.6%1.8 yr
NVDANVIDIA Corporation$3M0.2%+60.9%1.8 yr
SPYState Street SPDR S&P 50$3M0.2%+17.6%1.8 yr

Portfolio composition (YoY)

Industry mix
Semiconductors82.9%+80.7pp$1.23B
Asset Management4.9%-35.1pp$74M
Drug Manufacturers - General1.0%-2.3pp$15M
Regulated Electric0.8%$12M
Consumer Electronics0.7%-1.7pp$11M
Asset Management - Income0.7%-4.3pp$10M
Software - Application0.7%-6.9pp$10M
Internet Content & Information0.6%-1.8pp$10M
Financial - Capital Markets0.5%-2.0pp$8M
Oil & Gas Exploration & Production0.5%-4.0pp$7M
Country
US99.2%+5.1pp
CA0.3%-2.5pp
MX0.2%-0.9pp
Unknown0.1%-0.5pp
GB0.1%-0.6pp
IE0.1%-0.3pp
FR0.0%-0.2pp
BM0.0%
Top 5: 85.5% · Top 10: 87.2% · Top 25: 90.4%

Winners

TickerPrev $PnLYoY %
GOOG$2M+0.00B84.3%
GS$2M+0.00B58.1%
AAPL$3M+0.00B14.7%
JNJ$1M+0.00B51.5%
KLAC$0M+0.00B118.2%

Losers

TickerPrev $PnLYoY %
INTU$6M-0.00B-29.3%
BX$6M-0.00B-14.9%
UBER$3M-0.00B-1.3%
MSFT$1M-0.00B-0.6%

Top buys this quarter · 15

KLAC KLA Corporation+$1.15B
SO The Southern Companynew+$10M
AAPL Apple Inc.+$7M
CSCO Cisco Systems, Inc.+$4M
LLY Eli Lilly and Company+$4M
HSY The Hershey Companynew+$3M
SPY State Street SPDR S&P 500 ETF +$3M
NVDA NVIDIA Corporation+$3M
AXP American Express Companynew+$3M
MSFT Microsoft Corporation+$3M

Top sells this quarter · 15

TYG Tortoise Energy Infrastructureexit$1M
MU Micron Technology, Inc.$0M
FDX FedEx Corporation$0M
DINO HF Sinclair Corporationexit$0M
INVH Invitation Homes Inc.exit$0M
AEM Agnico Eagle Mines Limited$2M
NEM Newmont Corporation$0M
MS Morgan Stanleyexit$0M
AR Antero Resources Corporation$0M
CME CME Group Inc.$0M

Quarterly history (TTM returns)

PeriodAUM# PosReturn (1yr)SPY (1yr)Alpha (1yr)Flow
2026-03-31$1.49B253+17.08%+17.59%-0.51%+1.32B
2025-12-31$169M195+18.01%+17.72%+0.29%+0.00B
2025-09-30$164M192+19.93%+17.52%+2.41%+0.02B
2025-06-30$140M186+10.73%+10.78%-0.05%-0.01B
2025-03-31$136M186-1.43%-4.27%+2.84%+0.01B
2024-12-31$132M177+3.95%+2.49%+1.46%+0.00B
2024-09-30$126M178